COMPLIANCE

We help organizations apply a Compliance culture. By doing so, we enable organizations to effectively achieve their objectives, address uncertainty, and act with integrity

Compliance risk management is the process of managing corporate compliance to meet regulations within a workable timeframe and budget. Managing compliance risk means having a workable plan, procedures, and technology to oversee compliance efforts.

A strong compliance culture reflects high ethical standards and integrity starting at the top of the organization and cascading down the line in a manner that ensures seamless and effective implementation of regulatory requirements, standards, practices,  and other laws and regulations.

WHAT WE Provide?

  • Corporate Compliance Program - (Compliance Concepts and frameworks)
  • Compliance Risk Assurance Services

Our Service covers the following

Corporate Compliance Program - (Compliance Concepts and frameworks)

Support board of directors and senior management in developing and implementing a sound compliance risk management culture and program. These objectives are achieved by:

1

Establishing liaison with internal and external parties, including regulators

2

Ensuring that compliance issues are on the board’s agenda

3

Appointing officers and staff responsible for compliance risk management program and assigning job descriptions/duties

4

Assisting in approving end- to-end compliance program, including risk measurement criteria

5

Implementing a sound compliance risk management system that addresses all related regulatory requirements

6

Finalizing and approving compliance risk strategy

Compliance Risk Assurance Services

Our Compliance Risk, Assurance Services component consist of performing reviews with the objectives to give assurance on the adequacy and effectiveness of the following areas:

Evaluating overall assessment of compliance risk program

Undertaking regular and special compliance risk reviews

Ensuring receipt of comprehensive information relating to compliance matters

Issuing review reports on compliance risk matters

Reviewing progress in implementing remedial actions taken with respect to instances of non-compliance